Credit Suisse Reaches $196 Million Settlement with SEC
Credit Suisse Group A.G. has reached a $196 million settlement with the U.S. Securities and Exchange Commission to resolve charges that it gave cross-border brokerage and investment advice to U.S. clients without first registering with the SEC, the agency announced Friday.
This premium content is reserved for Legal Times subscribers.
Continue reading by getting started with a subscription.
Already a subscriber? Log in now